Fraud and Fiduciary Duties Under the Federal Securities Laws
Professors Jeffrey Maletta and Charles Mills
LL.M Course 832 | 2 credit hours

    A survey of the law of securities fraud with particular emphasis on litigation under Rule 10b-5. Explores the changing standards of fraud under the federal securities laws and the application of those standards to participants in the securities market, such as underwriters, broker-dealers, investment advisers, corporate officers, tender offerors, and persons engaged in insider trading.

Course No. Cr. Faculty Days/Times  
Fall 2009 Schedule
LAWG-832-10
(CRN #: 13630)
2 Maletta J / Mills C
 6005    M  5:45 -7:45
TK
 
  Options

Prerequisite Courses:
Prerequisite: Securities Regulation.

  Course Clusters