Fraud and Fiduciary Duties Under the Federal Securities Laws
Professors
Jeffrey Maletta and
Charles Mills
LL.M Course 832
| 2 credit hours
A survey of the law of securities fraud with particular emphasis on litigation under Rule 10b-5. Explores the changing standards of fraud under the federal securities laws and the application of those standards to participants in the securities market, such as underwriters, broker-dealers, investment advisers, corporate officers, tender offerors, and persons engaged in insider trading.
| Course No. |
Cr. |
Faculty |
Days/Times |
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Fall
2009 Schedule |
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LAWG-832-10
(CRN #: 13630)
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| 2 |
Maletta J / Mills C |
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TK
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Prerequisite Courses:
Prerequisite: Securities Regulation.
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