Continuing Legal Education

Program Agenda

Thursday, May 15, 2014

8:15 – 8:45am
Registration and Continental Breakfast

8:45 – 9:00am
Welcome and Overview

William M. Treanor, Dean, Georgetown Law
Veta Richardson, President & CEO, Association of Corporate Counsel
Lawrence J. Center, Assistant Dean, Georgetown Law

9:00 – 9:15am
Opening Remarks

Bill Mordan, Advisory Board Co-Chair
John K. Villa, Advisory Board Co-Chair

9:15 – 10:30am
Challenges Facing the General Counsel of a Multinational Corporation

          •Problems caused by parallel international investigations
          •Absence of double jeopardy protections
          •Illusory benefits of cooperation with one nation
          •Lack of cooperation between nations precluding "global" settlements
          •Challenges of developing a global compliance program
          •Uncertain territorial reach of national laws

Moderator: Bill Mordan, Senior Vice President & General Counsel, Legal Department, Reckitt Benckiser plc
Panelists: Sabine Chalmers, Chief Legal & Corporate Affairs Officer, Anheuser-Busch InBev; Stephen M. Cutler, General Counsel, JPMorgan Chase & Co.; Peter J. Rees, QC, Former Legal Director, Royal Dutch Shell plc; Gerson Zweifach, Senior Executive Vice President & Group General Counsel, 21st Century Fox and News Corp

10:30 – 10:45am
Networking Break

10:45 – 11:30am
Keynote Address

High-ranking government speaker to be determined.

11:30am – 12:30pm
The International Regulator's Views

          •Challenges of international cooperation
          •Perceived inadequacy of foreign enforcement
          •Domestic pressures and national agendas
          •Trends in international cooperation

Moderator: Stuart Levey, Chief Legal Officer, HSBC
Panelists: Lanny A. Breuer, Covington & Burling LLP; Andrew Ceresney, Director of Enforcement, U.S. Securities and Exchange Commission; Sir Callum McCarthy, Non-Director Chairman, Promontory Financial Group (UK) Limited; Satnam Tumani, Kirkland & Ellis International LLP

12:30 – 1:45pm
Luncheon and Address

Sponsored by Promontory Financial Group
NOTE: The luncheon session will be held at Hyatt Regency Washington.

Speaker: Sir Daniel Bethlehem, KCMG QC, former Legal Advisor of the United Kingdom Foreign & Commonwealth Office

2:00 – 3:00pm
Potential Policy Solutions

          •Ways to improve international coordination
          •Promotion of global settlements
          •Reciprocal recognition of cooperation and voluntary disclosure
          •Recognition of comity in the exercise of prosecutorial discretion
          •Mechanisms for sharing or offsetting fines and penalties to avoid multiple punishment
          •Diplomatic and legislative proposals

Moderator: Hon. Sven Erik Holmes, Vice Chairman, KPMG LLP
Panelists: Robert F. Hoyt, Group General Counsel, Barclays; Hon. Kathryn Keneally, Assistant Attorney General for the Tax Division, U.S. Department of Justice; Dr. Andreas D. Länzlinger, Bär & Karrer AG; Prof. Julie Rose O'Sullivan, Georgetown Law

3:00 – 3:15pm
Networking Break

3:15 – 4:30pm
Best Tactical Approaches to Defending Against Overlapping Investigations

          •Do's and don'ts in conducting global internal investigations
          •Coordination of global and local responses to enforcement authorities
          •Collateral impact of disclosure and self-reporting in only limited jurisdictions
          •Settlement strategies: where to settle first, and avoiding multiple punishment

Moderator: Philip Bramwell, Group General Counsel, BAE Systems, Plc.
Panelists: Carol C. Lam, Senior Vice President & Deputy General Counsel, Qualcomm Incorporated; David B. Fein, Group General Counsel, Standard Chartered Bank; Dan Troy, Senior Vice President & General Counsel, GlaxoSmithKline plc; F. Joseph Warin, Gibson, Dunn & Crutcher LLP; David M. Zinn, Williams & Connolly LLP

4:30 – 6:00pm
Networking Cocktail Reception
Sponsored by KPMG LLP

Friday, May 16

7:45 – 8:15am
Continental Breakfast

8:15 – 10:15am
Attorney-Client Privilege, Ethics, and Related Professional Issues Facing Multinationals

          •AkzoNobel: solving the problems caused by uncertainty of privilege
          •Problems with voluntary disclosure and waiver of privilege
          •Protection of corporate officers in global resolutions
          •Choice of governing ethical standards under ABA Model Rule 8.5
          •Confusion in the application of ABA Model Rule 1.13 where there are conflicting regulatory standards

Moderator:John K. Villa, Williams & Connolly LLP
Panelists: Dr. Peter Herbel, Attorney at Law (former General Counsel of Total); Maryanne R. Lavan, Senior Vice President, General Counsel, Lockheed Martin Corporation; W. David Mann, Senior Vice President & Associate General Counsel, Marriott International, Inc.; Amar Sarwal, Vice President & Chief Legal Strategist, Association of Corporate Counsel; James D. Wareham, DLA Piper LLP

10:15 – 10:30am
Networking Break

10:30 – 11:45am

          •Trends in global cartel enforcement
          •Expansion of U.S. and EU jurisdiction
          •Avoiding duplicative penalties
          •Strategy for coordinating leniency applications

Moderator: Deborah Garza, Covington & Burling LLP
Panelists: Philip Lowe, Non-Executive Director, UK Competition and Markets Authority Board (Former General for Competition and Energy); Deborah P. Majoras, Chief Legal Officer & Secretary, Procter & Gamble; Thomas Mueller, WilmerHale; Brent Snyder, Deputy Assistant Attorney General, U.S. Department of Justice, Antitrust Division

11:45am – 1:15pm
Lunch (on your own)

1:15 – 2:45pm

          •Proliferation of parallel cross-border investigations and international enforcement trends
          •The risk of double jeopardy and efforts to harmonize international enforcement
          •Incentives for self-reporting and self-policing
          •G20 and B20 anticorruption activities

Moderator:Massimo Mantovani, General Counsel, Legal Affairs Department, Senior Executive Vice President, Eni S.p.A.
Panelists: Katherine Choo, Chief Investigative & Anti-Corruption Counsel, General Electric Company; Kathleen Harris, Arnold & Porter (UK) LLP; William B. Jacobson, Vice President, Co-General Counsel & Chief Compliance Officer, Weatherford International Ltd.; Jeffrey H. Knox, Chief, Criminal Division, Fraud Section, U.S. Department of Justice

2:45 – 3:00pm
Networking Break

3:00 – 4:15pm
Anti-Money Laundering

          •Expansion of BSA enforcement
          •Overlapping federal and state regulation
          •Conflicting international rules
          •Is global compliance achievable?

Moderator: Samuel W. Seymour, Sullivan & Cromwell LLP
Panelists: Ignacio Alvarez, Chief Legal Officer, Board of Directors Assistant Secretary & Executive Vice President, Popular, Inc.; Jennifer Shasky Calvery, Director, Financial Crimes Enforcement Network; Michael Dawson, Managing Director, Promontory Financial Group, LLC


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