Paula Cagnacci Sherman
Branch Chief, Office Compliance Inspections and Examinations, U.S. Securities and Exchange Commission, Adjunct Professor of Law
B.A., Duquesne University; J.D., Catholic University; LL.M., Georgetown.
B.A., Duquesne University; J.D., Catholic University; LL.M., Georgetown. Professor Sherman serves as the Branch Chief in the Office Compliance Inspections and Examinations of the U.S....
Continue ReadingB.A., Duquesne University; J.D., Catholic University; LL.M., Georgetown. Professor Sherman serves as the Branch Chief in the Office Compliance Inspections and Examinations of the U.S. Securities and Exchange Commission, where she manages and conducts inspections of broker-dealers, investment advisers, and self-regulatory organizations. Prior to working at the S.E.C., she was a Regulatory Analyst at the National Association of Securities Dealers Regulation.
